Prohibited Transaction Exemption 84-24 Disclosure Form

The Department of Labor has issued a revised fiduciary rule interpretation (the “Fiduciary Rule”) which regulates certain transactions involving investment advice fiduciaries. More specifically, this Fiduciary Rule may be applicable in transactions involving the rollover of funds from an ERISA qualified plan or IRA.  United of Omaha has created a disclosure form for your use in meeting your compliance obligations under Prohibited Transaction Exemption 84-24.

You are not required to send the disclosure form to us, but you should keep a completed and signed disclosure form in your records for at least six years from the date the disclosure form is executed. It is your responsibility to maintain this documentation. Please do not send it to Mutual of Omaha.

General Considerations and Instructions for completing form L469748 are included as page one and two of the form itself and can be accessed via the form link.

We greatly value your business and are here to help.  If you have any questions, please reach out to a member of the Life & Annuity Sales Team.