How to’s for Evaluating Annuity Exchange or Replacement

Documenting recommendations for annuity exchanges or replacements 

To help you better understand the requirements for documenting an annuity exchange or replacement, we’re offering a list of best practices. Financial professionals should evaluate client impact and benefits, and thoroughly document reasons for the recommendation.

To learn more:  

• Download the compliance bulletin 
• Review suitability guidelines
• View the compliance video below