Reminder: Annuity Suitability Form Update Effective 12/01/22
Starting December 1, 2022 – American National will be implementing a new Suitability Form for all states (excluding FL and NY).
| Old Form | New Form |
|---|---|
| Suitability Form – 4465 RV 09/18 | Suitability Form – 4465-NAIC RV 09/22 |
| Suitability Form – 4465-NAIC RV 01/21 | Suitability Form – 4465-NAIC RV 09/22 |
There is no grace period for the form changes. The new Suitability Form – 4465 -NAIC RV 09/22 will be available for download in ExpertForms on 11/28. The form usage is driven by the application date. Any application dated 11/30 or prior should use the “old form.” Any application dated 12/1 or after should use the “new form.” We will no longer accept the previous version of the suitability form beginning 12/1.
In addition, all annuity new business applications in all states (excluding FL and NY) will be required to submit Form 11207 – Producer Disclosure for Annuities.
Current list of states that have adopted the model and training requirements